SEC Form 4 · accession 0000350852-15-000059
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Stumbo
Officer — EVP/CFO/Treasurer
Period of report
Jun 3, 2015
Accepted (ET)
Jun 3, 2015 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | S | 2,348 | $33.5901 | D | 2,736 | D | |
| Common Stock | holding | — | — | — | 6,892 | I | By ESOP | |
| Common Stock | holding | — | — | — | 9,346 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F2 | $29.491 | holding | — | — | — | Jan 27, 2008 | Jan 27, 2016 | Common Stock | 1,144 | 1,144 | D |
| OptionF1,F2 | $29.491 | holding | — | — | — | Jan 27, 2009 | Jan 27, 2016 | Common Stock | 1,144 | 2,289 | D |
| OptionF1,F2 | $29.491 | holding | — | — | — | Jan 27, 2010 | Jan 27, 2016 | Common Stock | 1,144 | 3,433 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2008 | Jan 23, 2017 | Common Stock | 1,324 | 4,757 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2009 | Jan 23, 2017 | Common Stock | 1,324 | 6,081 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2010 | Jan 23, 2017 | Common Stock | 1,324 | 7,404 | D |
| OptionF3,F4 | $35.409 | holding | — | — | — | Jan 23, 2011 | Jan 23, 2017 | Common Stock | 1,324 | 8,728 | D |
Explanation of responses
- F1Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- F2Option previously reported as covering 1,040.25 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- F3Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- F4Option previously reported as covering 1,203.50 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.