SEC Form 5/A · accession 0000350852-15-000052
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Ricky D Sparkman
Officer — Executive Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Apr 30, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2014 | J | 12 | $44.36 | A | 7,640 | D | |
| Common Stock | Apr 1, 2014 | J | 16 | $42.03 | A | 7,656 | D | |
| Common StockF2 | Jul 1, 2014 | J | 19 | $35.30 | A | 8,440 | D | |
| Common Stock | Oct 1, 2014 | J | 21 | $33.64 | A | 8,461 | D | |
| Common StockF3 | Dec 31, 2014 | J | 947 | $0.00 | A | 5,936 | I | By ESOP |
| Common StockF4 | Dec 31, 2014 | J | 650 | $0.00 | A | 4,826 | I | By 401(k) |
| Common Stock | holding | — | — | — | 188 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares.
- F2On April 29, 2014, CTBI declared a 10% stock dividend payable to all holders of common stock on record date May 15, 2014, payable June 2, 2014. As a result, the reporting person received an additional 764.2288 shares directly.
- F3These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $33.64-$44.36 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2014.
- F4These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $33.64-$44.36 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2014.