SEC Form 5 · accession 0000350852-15-000034
COMMUNITY TRUST BANCORP INC /KY/ · CTBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy D Waters
Officer — Executive Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | J | 551 | $0.00 | A | 2,640 | I | By ESOP |
| Common Stock | holding | — | — | — | 2,051 | D | ||
| Common Stock | holding | — | — | — | 220 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F3 | $22.809 | holding | — | — | — | Jan 16, 2015 | Jan 16, 2020 | Common Stock | 220 | 220 | D |
| OptionF2 | $32.27 | holding | — | — | — | Jan 27, 2020 | Jan 27, 2025 | Common Stock | 10,000 | 10,220 | D |
Explanation of responses
- F1These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $33.64-$44.36 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2014.
- F2Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
- F3Option previously reported as covering 200 shares @ $25.09 per share, adjusted to reflect the 10% stock dividend effective June 2, 2014.