SEC Form 4 · accession 0001179110-15-004310
SUPREME INDUSTRIES INC · STS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Oium
Officer — Vice President, Operations
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 3, 2015 | F | 923 | $8.43 | D | 37,907 | D | |
| Class A Common StockF3,F2 | Mar 3, 2015 | A | 9,219 | — | A | 47,126 | D | |
| Class A Common StockF4,F2 | Mar 3, 2015 | A | 4,000 | — | A | 51,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF5 | $1.35 | holding | — | — | — | — | Oct 27, 2015 | Class A Common Stock | 503 | 503 | D |
| Incentive Stock OptionsF5 | $1.48 | holding | — | — | — | — | Jun 25, 2016 | Class A Common Stock | 550 | 550 | D |
| Incentive Stock OptionF5 | $2.12 | holding | — | — | — | — | Sep 30, 2017 | Class A Common Stock | 900 | 900 | D |
Explanation of responses
- F1Surrender of shares to satisfy tax withholding obligation on the vesting of restricted stock granted on March 3, 2014.
- F2Not applicable.
- F3Restricted stock award with vesting occurring in three equal annual installments beginning on March 3, 2016.
- F4Restricted stock award with vesting occurring in three equal annual installments beginning on March 3, 2016.
- F5Currently exercisable.