SEC Form 4 · accession 0001179110-15-003451
SUPREME INDUSTRIES INC · STS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne A Whitener
Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 24, 2015 | M | 5,287 | $4.62 | A | 27,997 | D | |
| Class A Common StockF1 | Feb 24, 2015 | S | 5,287 | $8.5056 | D | 22,710 | D | |
| Class A Common Stock | Feb 25, 2015 | M | 1,524 | $4.62 | A | 24,234 | D | |
| Class A Common StockF2 | Feb 25, 2015 | S | 1,524 | $8.4593 | D | 22,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionF3 | $4.62 | Feb 24, 2015 | M | 5,287 | D | — | May 7, 2015 | Class A Common Stock | 5,287 | 1,524 | D |
| Nonqualified Stock OptionF3 | $4.62 | Feb 25, 2015 | M | 1,524 | D | — | May 7, 2015 | Class A Common Stock | 1,524 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4670 to $8.60, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4050 to $8.4971760, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Currently all vested and exercisable.