SEC Form 4 · accession 0000350698-19-000068

AUTONATION, INC. · AN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Gen Counsel & Corp Sec

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 7:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000350698

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01 per share^F1	Mar 1, 2019	M	2,682	—	A	12,344	D
Common Stock, par value $0.01 per share^F1	Mar 1, 2019	M	1,501	—	A	13,845	D
Common Stock, par value $0.01 per share^F1	Mar 1, 2019	M	3,390	—	A	17,235	D
Common Stock, par value $0.01 per share	Mar 1, 2019	F	3,341	$34.89	D	13,894	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Mar 1, 2019	M	2,682	D	—	—	Common Stock, par value $0.01 per share	2,682	5,364	D
Restricted Stock Units^F1,F3	—	Mar 1, 2019	M	1,501	D	—	—	Common Stock, par value $0.01 per share	1,501	3,001	D
Restricted Stock Units^F1,F4	—	Mar 1, 2019	M	3,390	D	—	—	Common Stock, par value $0.01 per share	3,390	10,171	D

F1The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2The reporting person received a grant of 10,727 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3The reporting person received a grant of 6,002 restricted stock units on May 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.