SEC Form 4 · accession 0000350698-18-000149
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Edelson
Director
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 20, 2018 | M | 20,000 | $9.88 | A | 48,946 | D | |
| Common Stock, par value $0.01 per shareF2 | Dec 20, 2018 | S | 20,000 | $33.9906 | D | 28,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.88 | Dec 20, 2018 | M | 20,000 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock, par value $0.01 per share | 20,000 | 0 | D |
Explanation of responses
- F1Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $33.735 to $34.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.