SEC Form 4 · accession 0000350698-18-000120
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick L Burdick
Director
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 16, 2018 | M | 100 | $19.15 | A | 38,686 | D | |
| Common Stock, par value $0.01 per share | Aug 16, 2018 | S | 100 | $47.00 | D | 38,586 | D | |
| Common Stock, par value $0.01 per share | Aug 20, 2018 | M | 4,708 | $19.15 | A | 43,294 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 20, 2018 | S | 4,708 | $47.0006 | D | 38,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $19.15 | Aug 16, 2018 | M | 100 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock, par value $0.01 per share | 100 | 19,900 | D |
| Stock Option (right to buy) | $19.15 | Aug 20, 2018 | M | 4,708 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock, par value $0.01 per share | 4,708 | 15,192 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $47 to $47.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.