SEC Form 4 · accession 0000350698-18-000078
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis G Berger
Officer — EVP & CHIEF HR OFFICER
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 2, 2018 | A | 22,021 | A | — | — | Common Stock, par value $0.01 per share | 22,021 | 22,021 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
- F2The restricted stock units vest in one-third annual increments on each of the first three anniversaries of April 2, 2018, subject to continued employment through the applicable vesting date.