SEC Form 4 · accession 0000350698-17-000088
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance E Iserman
Officer — EVP, Sales & COO
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jun 1, 2017 | F | 529 | $40.35 | D | 3,144 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 1, 2017 | A | 6,505 | A | — | — | Common Stock, par value $0.01 per share | 6,505 | 12,539 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.
- F2The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.