SEC Form 4 · accession 0000350698-16-000331

AUTONATION, INC. · AN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael J Jackson

Officer — Chairman, CEO & President · Director

Period of report

Jun 1, 2016

Accepted (ET)

Jun 2, 2016 · 5:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000350698

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$34.09	Jun 1, 2016	J	5,260	D	—	Mar 1, 2022	Common Stock, par value $0.01 per share	5,260	29,294	I
Employee Stock Option (right to buy)^F2	$35.00	Jun 1, 2016	J	5,260	D	—	Mar 1, 2022	Common Stock, par value $0.01 per share	5,260	29,294	I
Employee Stock Option (right to buy)^F2	$41.16	Jun 1, 2016	J	5,260	D	—	Mar 1, 2022	Common Stock, par value $0.01 per share	5,260	29,294	I
Employee Stock Option (right to buy)^F2	$38.63	Jun 1, 2016	J	5,260	D	—	Mar 1, 2022	Common Stock, par value $0.01 per share	5,260	29,294	I
Employee Stock Option (right to buy)^F3	$43.45	Jun 1, 2016	J	4,546	D	—	Mar 1, 2023	Common Stock, par value $0.01 per share	4,546	29,862	I
Employee Stock Option (right to buy)^F3	$46.22	Jun 1, 2016	J	4,546	D	—	Mar 1, 2023	Common Stock, par value $0.01 per share	4,546	29,862	I
Employee Stock Option (right to buy)^F3	$47.25	Jun 1, 2016	J	4,546	D	—	Mar 1, 2023	Common Stock, par value $0.01 per share	4,546	29,862	I
Employee Stock Option (right to buy)^F3	$48.80	Jun 1, 2016	J	4,546	D	—	Mar 1, 2023	Common Stock, par value $0.01 per share	4,546	29,862	I
Employee Stock Option (right to buy)^F4	$52.65	Jun 1, 2016	J	8,570	D	—	Mar 3, 2024	Common Stock, par value $0.01 per share	8,570	64,871	I
Employee Stock Option (right to buy)^F4	$57.44	Jun 1, 2016	J	8,570	D	—	Mar 3, 2024	Common Stock, par value $0.01 per share	8,570	64,872	I
Employee Stock Option (right to buy)^F4	$54.04	Jun 1, 2016	J	8,570	D	—	Mar 3, 2024	Common Stock, par value $0.01 per share	8,570	64,872	I
Employee Stock Option (right to buy)^F4	$58.29	Jun 1, 2016	J	8,570	D	—	Mar 3, 2024	Common Stock, par value $0.01 per share	8,570	64,872	I
Employee Stock Option (right to buy)^F5	$62.60	Jun 1, 2016	J	8,570	D	—	Mar 2, 2025	Common Stock, par value $0.01 per share	8,570	73,441	I
Employee Stock Option (right to buy)^F5	$62.93	Jun 1, 2016	J	8,570	D	—	Mar 2, 2025	Common Stock, par value $0.01 per share	8,570	73,442	I
Employee Stock Option (right to buy)^F5	$58.08	Jun 1, 2016	J	8,570	D	—	Mar 2, 2025	Common Stock, par value $0.01 per share	8,570	73,442	I
Employee Stock Option (right to buy)^F5	$64.48	Jun 1, 2016	J	8,570	D	—	Mar 2, 2025	Common Stock, par value $0.01 per share	8,570	73,442	I

Explanation of responses

F1Disposition pursuant to a transaction that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-12 under the Exchange Act.
F2The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
F3The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013, subject to continuous employment with the Company.
F4The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014, subject to continuous employment with the Company.
F5The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015, subject to continuous employment with the Company.