SEC Form 4 · accession 0000350698-16-000297
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Cade
Officer — VP and CAO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 1, 2016 | A | 1,612 | $0.00 | A | 3,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $52.53 | Mar 1, 2016 | A | 4,828 | A | — | Mar 1, 2026 | Common Stock, par value $0.01 per share | 4,828 | 4,828 | D |
Explanation of responses
- F1These shares of restricted stock vest in 25% annual increments on each of the first four anniversaries of March 1, 2016, subject to continuous employment with the Company.
- F2The option becomes exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016, subject to continuous employment with the Company.