SEC Form 4 · accession 0000350698-15-000233
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Ferrando
Officer — EVP - GC, Corp Dev & HR
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 6, 2015 | M | 4,938 | $18.02 | A | 54,938 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 6, 2015 | M | 19,938 | $17.70 | A | 74,876 | D | |
| Common Stock, par value $0.01 per shareF2,F1 | Nov 6, 2015 | S | 24,876 | $64.0693 | D | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $18.02 | Nov 6, 2015 | M | 4,938 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 4,938 | 0 | D |
| Employee Stock Option (right to buy)F3 | $17.70 | Nov 6, 2015 | M | 19,938 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 19,938 | 20,000 | D |
Explanation of responses
- F1Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
- F2This transaction was executed in multiple trades at prices ranging from $64.00 to $64.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.