SEC Form 4 · accession 0000350698-15-000133
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Brown
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $34.09 | A | 11,450 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $35.00 | A | 12,700 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $41.16 | A | 13,950 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $38.63 | A | 15,200 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $43.45 | A | 16,450 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $46.22 | A | 17,700 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $47.25 | A | 18,950 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | M | 1,250 | $48.80 | A | 20,200 | D | |
| Common Stock, par value $0.01 per share | Jun 3, 2015 | S | 10,000 | $63.00 | D | 10,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $34.09 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,250 | 1,250 | D |
| Stock Option (right to buy)F1 | $35.00 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,250 | 1,250 | D |
| Stock Option (right to buy)F1 | $41.16 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,250 | 1,250 | D |
| Stock Option (right to buy)F1 | $38.63 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,250 | 1,250 | D |
| Stock Option (right to buy)F2 | $43.45 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2023 | Common Stock, par value $0.01 per share | 1,250 | 2,500 | D |
| Stock Option (right to buy)F2 | $46.22 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2023 | Common Stock, par value $0.01 per share | 1,250 | 2,500 | D |
| Stock Option (right to buy)F2 | $47.25 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2023 | Common Stock, par value $0.01 per share | 1,250 | 2,500 | D |
| Stock Option (right to buy)F2 | $48.80 | Jun 3, 2015 | M | 1,250 | D | — | Mar 1, 2023 | Common Stock, par value $0.01 per share | 1,250 | 2,500 | D |
Explanation of responses
- F1The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012, or in full upon termination of Board membership if prior to June 1, 2016.
- F2The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013, or in full upon termination of Board membership if prior to June 1, 2017.
Remarks
Exhibit Index Exhibit 24 - Power of Attorney