SEC Form 4 · accession 0000350698-15-000042
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J McLaren
Officer — SVP, Customer Care
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 4, 2015 | M | 1,513 | $34.09 | A | 13,630 | D | |
| Common Stock, par value $0.01 per share | Feb 4, 2015 | M | 1,513 | $35.00 | A | 15,143 | D | |
| Common Stock, par value $0.01 per share | Feb 4, 2015 | M | 1,513 | $41.16 | A | 16,656 | D | |
| Common Stock, par value $0.01 per share | Feb 4, 2015 | M | 1,513 | $38.63 | A | 18,169 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 4, 2015 | S | 6,052 | $62.877 | D | 12,117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $34.09 | Feb 4, 2015 | M | 1,513 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,513 | 1,514 | D |
| Employee Stock Option (right to buy)F2 | $35.00 | Feb 4, 2015 | M | 1,513 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,513 | 1,514 | D |
| Employee Stock Option (right to buy)F2 | $41.16 | Feb 4, 2015 | M | 1,513 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,513 | 1,514 | D |
| Employee Stock Option (right to buy)F2 | $38.63 | Feb 4, 2015 | M | 1,513 | D | — | Mar 1, 2022 | Common Stock, par value $0.01 per share | 1,513 | 1,514 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $62.85 to $62.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012, subject to continuous employment with the Company.