SEC Form 4 · accession 0000350698-15-000041
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Ferrando
Officer — EVP - GC, Corp Dev & HR
Period of report
Feb 6, 2015
Accepted (ET)
Feb 6, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 6, 2015 | M | 29,954 | $9.92 | A | 76,954 | D | |
| Common Stock, par value $0.01 per share | Feb 6, 2015 | M | 39,938 | $16.99 | A | 116,892 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 6, 2015 | S | 66,892 | $63.4171 | D | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.92 | Feb 6, 2015 | M | 29,954 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 29,954 | 0 | D |
| Employee Stock Option (right to buy)F2 | $16.99 | Feb 6, 2015 | M | 39,938 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 39,938 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $63.03 to $63.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.