SEC Form 4 · accession 0001019687-15-002672
Lattice INC · LTTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark V Rosenker
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jul 10, 2015 · 1:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350644
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $0.04 | Jun 18, 2015 | A | 150,000 | A | Mar 31, 2016 | Jun 18, 2025 | Common Stock | 150,000 | 150,000 | D |
| Option to Purchase Common Stock | $0.04 | Jun 18, 2015 | A | 150,000 | A | Jun 18, 2015 | Jun 18, 2025 | Common Stock | 150,000 | 150,000 | D |
| Option to Purchase Common Stock | $0.12 | holding | — | — | — | Dec 12, 2013 | Dec 12, 2023 | Common Stock | 240,000 | 240,000 | D |
| Option to Purchase Common StockF1 | $0.12 | holding | — | — | — | — | Dec 12, 2023 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Exercisable as to 100,000 shares on date of grant. 50,000 shares became exercisable on December 12, 2014.