SEC Form 5 · accession 0001019687-15-002477
Lattice INC · LTTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Noto
Officer — Chief Financial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jun 22, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350644
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $0.08 | May 15, 2008 | A | 1,400,000 | A | May 15, 2008 | May 15, 2018 | Common Stock | 1,400,000 | 1,400,000 | D |
| Option to Purchase Common StockF2 | $0.08 | Dec 12, 2013 | A | 1,400,000 | A | — | Dec 12, 2023 | Common Stock | 1,400,000 | 1,400,000 | D |
| Option to Purchase Common StockF1 | $0.08 | holding | — | — | — | — | Jul 1, 2015 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Became exercisable in three equal annual installments beginning on July 1, 2006.
- F2Becomes exercisable in three equal annual installments beginning on December 12, 2014