SEC Form 5 · accession 0001019687-15-002475
Lattice INC · LTTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Burgess
Officer — President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jun 22, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | — | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $0.08 | Dec 12, 2013 | A | 2,800,000 | A | — | Dec 12, 2023 | Common Stock | 2,800,000 | 2,800,000 | D |
| Option to Purchase Common StockF2 | $0.08 | holding | — | — | — | — | Jul 1, 2015 | Common Stock | 600,000 | 600,000 | D |
| Option to Purchase Common Stock | $0.08 | holding | — | — | — | May 15, 2008 | May 15, 2018 | Common Stock | 2,800,000 | 2,800,000 | D |
Explanation of responses
- F1The reporting person's prior Form 4 incorrectly reported his beneficial ownership. There have been no transactions in the common stock of the issuer since the last Form 4 was filed. This Form 4 reflects the correct number of shares owned by the reporting person.
- F2Became exercisable in three equal annual installments beginning on February 14, 2006.
- F3Becomes exercisable in three equal annual installments beginning on December 12, 2014