SEC Form 4 · accession 0001209191-17-030638
PHI INC · PHIIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F. Stepanek
Officer — Chief Commercial Officer
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Non-Voting Common StockF1 | May 4, 2017 | A | 24,705 | $0.00 | A | 32,132 | D | |
| Non-Voting Common StockF2 | holding | — | — | — | 325 | I | by Daughter 1 | |
| Non-Voting Common StockF2 | holding | — | — | — | 650 | I | by Daughter 2 | |
| Non-Voting Common Stock | holding | — | — | — | 650 | I | by Daughter 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of time-vested Restricted Stock Units.
- F2The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.