SEC Form 4 · accession 0001209191-17-022616
PHI INC · PHIIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F. Stepanek
Officer — Dir of Corp. Business Develop.
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Non-Voting Common Stock | Mar 21, 2017 | S | 100 | $12.68 | D | 14,377 | D | |
| Non-Voting Common Stock | Mar 21, 2017 | S | 6,750 | $12.65 | D | 7,627 | D | |
| Non-Voting Common Stock | Mar 21, 2017 | S | 200 | $12.67 | D | 7,427 | D | |
| Non-Voting Common StockF1 | holding | — | — | — | 325 | I | by Daughter 1 | |
| Non-Voting Common StockF1 | holding | — | — | — | 650 | I | by Daughter 2 | |
| Non-Voting Common Stock | holding | — | — | — | 650 | I | by Daughter 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.