SEC Form 4 · accession 0001209191-16-124738
PHI INC · PHIIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alton Anthony Gonsoulin Jr.
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1,F2 | May 27, 2016 | P | 11,759 | $16.8712 | A | 2,057,421 | D | |
| Non-Voting Common StockF2,F3 | May 27, 2016 | P | 14,898 | $16.2422 | A | 1,104,280 | D | |
| Voting Common StockF2,F4 | May 31, 2016 | P | 2,484 | $17.5619 | A | 2,059,905 | D | |
| Non-Voting Common StockF2,F5 | May 31, 2016 | P | 20,000 | $16.9286 | A | 1,124,280 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $16.5507 to $17.2842.
- F2The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $15.8982 to $16.5047.
- F4This transaction was executed in multiple trades at prices ranging from $17.4282 to $17.7969.
- F5This transaction was executed in multiple trades at prices ranging from $16.7702 to $17.0981.