SEC Form 4 · accession 0001209191-16-108883
PHI INC · PHIIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F. Stepanek
Officer — Dir of Corp. Business Develop.
Period of report
Mar 15, 2016
Accepted (ET)
Mar 16, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Non-Voting Common Stock | Mar 15, 2016 | F | 1,436 | $18.77 | D | 15,547 | D | |
| Non-Voting Common StockF2 | holding | — | — | — | 325 | I | By Daughter 1 | |
| Non-Voting Common StockF2 | holding | — | — | — | 650 | I | By Daughter 2 | |
| Non-Voting Common Stock | holding | — | — | — | 650 | I | By Daughter 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to cover taxes due upon the settlement of restricted stock units.
- F2The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.