SEC Form 4 · accession 0001181431-15-003078
PHI INC · PHIIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alton Anthony Gonsoulin Jr.
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Non-Voting Common StockF2 | Feb 19, 2015 | A | 52,696 | $0.00 | A | 908,981 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of non-voting stock issuable under performance-based RSUs originally granted to the Reporting Person on May 4, 2012. On February 19, 2015, the Compensation Committee of the Issuer's Board of Directors certified that the applicable performance metric was met. These RSUs are scheduled to vest on March 15, 2015.
- F2As of the date of this filing, the Reporting Person also owns 2,020,357 shares of the issuer's voting common stock.