SEC Form 5 · accession 0001179110-17-002242
ALEXANDERS INC · ALX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell B Wight Jr.
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003499
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 6, 2017 | S | 1,479 | $437.1092 | D | 12,721 | I | Held by Foundation |
| Common StockF3,F4 | Jan 6, 2017 | S | 1,021 | $435.7132 | D | 11,700 | I | Held by Foundation |
| Common StockF5,F4 | Jan 9, 2017 | S | 1,000 | $430.985 | D | 10,700 | I | Held by Foundation |
| Common StockF4 | Jan 10, 2017 | S | 3 | $431.05 | D | 10,697 | I | Held by Foundation |
| Common StockF4 | Jan 11, 2017 | S | 497 | $431.05 | D | 10,200 | I | Held by Foundation |
| Common StockF6,F4 | Jan 13, 2017 | S | 1,000 | $433.475 | D | 9,200 | I | Held by Foundation |
| Common Stock | holding | — | — | — | 202,000 | D | ||
| Common StockF7 | holding | — | — | — | 2,773 | I | Held by Children | |
| Common StockF8 | holding | — | — | — | 500 | I | Held by Spouse | |
| Common StockF9 | holding | — | — | — | 754,568 | I | Held by Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents weighted average sale price. These shares of Common Stock were sold through the execution of a single market order at prices ranging between $437.0418 and $437.25. Full information regarding the number of shares sold at each separate price will be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- F28,000 shares of Common Stock, which were previously directly held, were contributed to the Wight Foundation on December 7, 2016, a charitable organization, over which Mr. Wight holds sole voting and investment power. Mr. Wight disclaims any pecuniary interest in these shares of Common Stock.
- F3Represents weighted average sale price. These shares of Common Stock were sold through the execution of a single market order at prices ranging between $435.6383 and $435.7912. Full information regarding the number of shares sold at each separate price will be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. security holder of the issuer.
- F4These shares of Common Stock are held by the Wight Foundation, a charitable organization, over which Mr. Wight holds sole voting and investment power. Mr. Wight disclaims any pecuniary interest in these shares of Common Stock.
- F5Represents weighted average sale price. These shares of Common Stock were sold through the execution of a single market order at prices ranging between $430.50 and $431.47. Full information regarding the number of shares sold at each separate price will be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. security holder of the issuer.
- F6Represents weighted average sale price. These shares of Common Stock were sold through the execution of a single market order at prices ranging between $433.00 and $433.95. Full information regarding the number of shares sold at each separate price will be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. security holder of the issuer.
- F7The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or any other purpose.
- F8These shares of Common Stock are held by Mr. Wight's spouse. The filing of this Form 5 shall not be deemed an admission that Mr. Wight is the beneficial owner of these shares.
- F9These shares of Common Stock are held by Interstate Properties, a New Jersey general partnership of which Mr. Wight is the managing general partner. The filing of this Form 5 shall not be deemed an admission that Mr. Wight is the beneficial owner of these 754,568 shares, except to the extent of his pecuniary interest.