SEC Form 5 · accession 0000034782-16-000081
1ST SOURCE CORP · SRCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher J Murphy III
Officer — Chairman, CEO · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 9, 2016 · 12:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2015 | G | 154 | $0.00 | D | 530,645 | D | |
| Common StockF1 | Sep 24, 2015 | G | 302 | $0.00 | D | 530,343 | D | |
| Common StockF2 | Sep 18, 2015 | G | 375 | $0.00 | D | 1,299,382 | I | By Spouse |
| Common StockF2 | Sep 24, 2015 | G | 81 | $0.00 | D | 1,299,301 | I | By Spouse |
| Common StockF2 | Dec 29, 2015 | G | 16,200 | $0.00 | D | 1,283,101 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 51,278 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 125,893 | I | By Corporation | |
| Common StockF5 | holding | — | — | — | 438,131 | I | By ERCO II Partnership | |
| Common StockF5 | holding | — | — | — | 282,119 | I | By ERCO III Partnership | |
| Common StockF5 | holding | — | — | — | 214,770 | I | By Ltd. Partnership | |
| Common StockF6 | holding | — | — | — | 584,600 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held directly by Mr. Murphy increased by 48,254 shares.
- F2On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held indirectly by spouse increased by 118,159 shares. Mr. Murphy disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Murphy is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3Between January 1, 2015 and December 31, 2015, Mr. Murphy acquired a total of 5,760 shares of 1st Source Corporation common stock under the 401(k) Plan through normal contributions and a 10% stock dividend declared by 1st Source Corporation on July 22, 2015, payable to all holders of record of common stock on August 15, 2015. The information in this report is based on a plan statement dated as of December 31, 2015.
- F4On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held by Mr. Murphy indirectly by corporation increased by 11,444 shares.
- F5On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result. the amount of shares of common stock held by Mr. Murphy indirectly by ERCO II Partnership increased by 39,830 shares, the amount of shares held indirectly by ERCO III Partnership increased by 25,647 shares, and the amount of shares held indirectly by Ltd. Partnership increased by 19,524 shares. Mr. Murphy disclaims beneficial ownership of those shares held by the partnership exceeding his pecuniary interest, and this report shall not be deemed an admission that Mr. Murphy is the beneficial owner of such excess shares for purposes of Section 16 or for any other purpose.
- F6On July 22, 2015, 1st Source Corporation declared a 10% stock dividend payable to all holders of record of common stock on August 15, 2015. As a result, the amount of shares of common stock held by Mr. Murphy indirectly by LLC increased by 53,145 shares. Mr. Murphy's spouse is a voting member, and Mr. Murphy is a non-voting member, of the LLC. Mr. Murphy disclaims beneficial ownership of those shares held by the LLC exceeding his pecuniary interest, and this report shall not be deemed an admission that Mr. Murphy is the beneficial owner of such excess shares for purposes of Section 16 or for any other purpose.