SEC Form 4 · accession 0001314571-18-000004
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Farmer Waite
10% Owner
Period of report
Jul 20, 2018
Accepted (ET)
Jul 27, 2018 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2018 | S | 1,749 | $28.0257 | D | 1,696,419 | I | By Self as Trustee |
| Common Stock | Jul 24, 2018 | S | 5,000 | $27.1168 | D | 1,691,419 | I | By Self as Trustee |
| Common Stock | Jul 25, 2018 | S | 10,000 | $27.5924 | D | 1,678,972 | I | By Self as Trustee |
| Common Stock | Jul 26, 2018 | S | 2,447 | $29.1519 | D | 1,678,972 | I | By Self as Trustee |
Table II — derivative securities
No Table II lines on this filing.
Remarks
At the last reporting of outstanding shares of common stock, which was in its Form 10-Q for the first quarter of 2018, Farmer Brothers (Issuer) reported that as of May 8, 2018, 16,927,988 shares of its common stock were issued and outstanding. Following the transactions reported above, the reporting owner, Carol Lynn Farmer Waite, owned beneficially 1,678,972 shares of Farmer Brothers common stock, which is less than 10% of the outstanding shares of common stock.