SEC Form 4 · accession 0001314571-18-000002
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Farmer Waite
10% Owner
Period of report
Jul 5, 2018
Accepted (ET)
Jul 23, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2018 | S | 4,100 | $31.2189 | D | 1,716,505 | I | By Self as Trustee for the Carol L. Waite Trust |
| Common Stock | Jul 6, 2018 | S | 3,302 | $31.0136 | D | 1,713,203 | I | By Self as Trustee for the Carol L. Waite Trust |
| Common Stock | Jul 13, 2018 | S | 105 | $30.0048 | D | 1,713,098 | I | By Self as Trustee for the Carol L. Waite Trust |
| Common Stock | Jul 13, 2018 | S | 1,700 | $29.8706 | D | 1,711,398 | I | By Self as Trustee for the Carol L. Waite Trust |
| Common Stock | Jul 18, 2018 | S | 4,808 | $28.0751 | D | 1,706,590 | I | By Self as Trustee for the Carol L. Waite Trust |
| Common Stock | Jul 19, 2018 | S | 8,422 | $28.0523 | D | 1,698,168 | I | By Self as Trustee for the Carol L. Waite Trust |
Table II — derivative securities
No Table II lines on this filing.