SEC Form 4 · accession 0001225208-18-002000
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Farmer
10% Owner
Period of report
Nov 21, 2017
Accepted (ET)
Feb 1, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $1.00 par valueF1,F2,F3 | Nov 21, 2017 | J | 1,459,834 | $0.00 | D | 1,357,184 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The changes to the reporting person's beneficial ownership resulted from changes made effective starting on November 21, 2017 to trusts holding Common Stock of which the reporting person previously served as co-trustee.
- F2Reflects the reporting person's beneficial ownership of an additional 107,344 shares that were inadvertently omitted from the reporting person's prior Form 4.
- F3The reporting person is no longer a member of a group.