SEC Form 4 · accession 0001209191-16-154792
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanne Farmer Grossman
Director · 10% Owner · Other
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | Dec 8, 2016 | A | 851 | $0.00 | A | 1,206,209 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"), granted on December 8, 2016; the restricted stock cliff vests on the first anniversary of the date of grant subject to continued service to Farmer Bros. Co. through the vesting date and the acceleration provisions of the Plan and restricted stock agreement.
- F2Reflects the reporting person's beneficial ownership of shares of Common Stock held in various family trusts of which Ms. Grossman is the sole trustee, co-trustee, beneficiary and/or settlor, as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 27, 2016, after giving effect to the reported transaction.
Remarks
Ex. 24 Power of Attorney attached.