SEC Form 4 · accession 0001209191-16-154790
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy E Clark
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Dec 8, 2016 | A | 851 | $0.00 | A | 11,316 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"), granted on December 8, 2016; the restricted stock cliff vests on the first anniversary of the date of grant subject to continued service to Farmer Bros. Co. through the vesting date and the acceleration provisions of the Plan and restricted stock agreement.
Remarks
Ex. 24 Power of Attorney attached.