SEC Form 4 · accession 0001209191-15-084084
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanne Farmer Grossman
Director · 10% Owner · Other
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | Dec 4, 2015 | A | 987 | $0.00 | A | 1,199,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"), granted on December 4, 2015; the restricted stock vests pursuant to a three year vesting schedule whereby one-third of the total shares vest each year on the anniversary of the date of grant commencing on December 4, 2016 subject to continued service to Farmer Bros. Co. through each vesting date.
- F2Reflects the reporting person's beneficial ownership of shares of Common Stock as a member of the Farmer Group (as defined in Schedule 13D/A filed with the SEC on September 21, 2006), as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 28, 2015, after giving effect to the reported transaction.