SEC Form 4 · accession 0001209191-15-084057
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guenter W Berger
Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Dec 4, 2015 | A | 987 | $0.00 | A | 33,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"), granted on December 4, 2015; the restricted stock vests pursuant to a three year vesting schedule whereby one-third of the total shares vest each year on the anniversary of the date of grant commencing on December 4, 2016 subject to continued service to Farmer Bros. Co. through each vesting date.