SEC Form 4 · accession 0001209191-15-042880
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Mortensen
Officer — SR VP Route Sales
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | May 13, 2015 | S | 3,123 | $24.0165 | D | 19,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold to cover tax obligations in connection with restricted stock that vested effective May 11, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $23.9710 to $24.0810; the price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.