SEC Form 4 · accession 0001209191-15-012277
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Mottern
Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $1.00 par valueF1 | Feb 9, 2015 | P | 4,000 | $23.9802 | A | 9,459 | I | By self as co-trustee for Mottern Family Trust |
| Common stock, $1.00 par value | Feb 9, 2015 | A | 1,280 | $0.00 | A | 10,739 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchase. This transaction was executed in multiple trades at prices ranging from $23.89 to $24.10. The price reported above is the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request by the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan, granted on February 9, 2015; one third of the total shares vest each year on the anniversary of the grant date commencing on February 9, 2016, subject to continued service to Farmer Bros. Co. through each vesting date.