SEC Form 4 · accession 0000899243-17-013217
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Farmer Waite
10% Owner
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | S | 320,706 | $34.70 | D | 3,512,258 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common stock held by a number of family trusts for which the reporting person is a trustee or co-trustee and has sole or shared voting and dispositive power over the shares. The shares held by such trusts are beneficially owned by the reporting person to the extent of her proportionate interest in such trusts. At the option of the reporting person, the entire amount of the trusts' interests in the shares is being reported. The reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Remarks
Exhibit List: Exhibit 24.1 Power of Attorney