SEC Form 4 · accession 0000899243-16-020183
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Marcy
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | May 13, 2016 | P | 1,000 | $28.81 | A | 6,000 | I | By revocable trust |
| Common Stock, $1.00 par value | holding | — | — | — | 3,726 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $28.74 to $28.85. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- F2Includes 5,000 shares of Common Stock previously held by the Reporting Person directly that were transferred into the First Amendment to and Restatement of Charles F. Marcy Revocable Trust u/a/d 1/12/2015 in a transaction exempt from Section 16 reporting pursuant to Rule 16a- 13. Mr. Marcy has sole voting and dispositive power and is the sole beneficiary of the trust.