SEC Form 4 · accession 0000034563-17-000163
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanne Farmer Grossman
Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF2,F3 | Dec 13, 2017 | G | 50,008 | $0.00 | D | 1,169,236 | I | Trusts |
| Common Stock, $1.00 par value | holding | — | — | — | 18,874 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were transferred in a bona fide gift transaction from a trust of which the Reporting Person is the sole trustee and the sole beneficiary to a trust of which the Reporting Person is the sole trustee and a member of her immediate family is the sole beneficiary.
- F2Conformably with Rule 16a-8 promulgated under the Securities Exchange Act of 1934, the number of shares of Common Stock beneficially owned indirectly by the Reporting Person did not change as the result of this bona fide gift transaction.
- F3Reflects the Reporting Person's beneficial ownership of shares of Common Stock held in various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person (including the subject transaction).