SEC Form 4 · accession 0000034563-17-000157
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Marcy
Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Dec 8, 2017 | A | 1,901 | $0.00 | A | 6,478 | D | |
| Common Stock, $1.00 par valueF2 | holding | — | — | — | 6,000 | I | By revocable trust | |
| Common Stock, $1.00 par value | holding | — | — | — | 1,000 | I | Held in SEP IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan ("Plan"), granted on December 8, 2017 ("Grant Date"); the restricted stock cliff vests on the earlier of (i) the one year anniversary of the Grant Date or (ii) the date of the first annual meeting of the Company's stockholders immediately following the Grant Date (as applicable, the "Vesting Date"), subject to continued service to the Company through the Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.
- F2Held by the Reporting Person indirectly in the First Amendment to and Restatement of Charles F. Marcy Revocable Trust u/a/d 1/12/2015. Reporting Person has sole voting and dispositive power and is the sole beneficiary of the trust.
Remarks
Ex-24 Power of Attorney attached.