SEC Form 4 · accession 0000034563-17-000111
FARMER BROTHERS CO · FARM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Marcy
Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000034563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Nov 20, 2017 | P | 200 | $33.475 | A | 200 | I | Held in SEP IRA |
| Common Stock, $1.00 par valueF1,F2 | Nov 21, 2017 | P | 800 | $33.7375 | A | 1,000 | I | Held in SEP IRA |
| Common Stock, $1.00 par value | holding | — | — | — | 4,577 | D | ||
| Common Stock, $1.00 par valueF3 | holding | — | — | — | 6,000 | I | By revocable trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchase in the Reporting Person's SEP IRA. Reporting Person has sole voting and dispositive power.
- F2This transaction was executed in multiple trades at prices ranging from $33.65 to $33.85. The price reported above is the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request by the SEC, the Issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Held by the Reporting Person indirectly in the First Amendment to and Restatement of Charles F. Marcy Revocable Trust u/a/d 1/12/2015. Reporting Person has sole voting and dispositive power and is the sole beneficiary of the trust.