SEC Form 4 · accession 0001209191-15-010872

FAMILY DOLLAR STORES INC · FDO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President - CFO

Period of report

Feb 6, 2015

Accepted (ET)

Feb 9, 2015 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000034408

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 6, 2015	M	4,848	$67.50	A	14,990	D
Common Stock	Feb 6, 2015	M	5,682	$67.95	A	20,672	D
Common Stock^F2	Feb 6, 2015	S	4,748	$77.5474	D	15,924	D
Common Stock^F2	Feb 6, 2015	S	5,570	$77.5474	D	10,354	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$67.50	Feb 6, 2015	M	4,848	D	Jun 5, 2014	Jun 4, 2017	Common Stock	4,848	7,272	D
Employee Stock Option (Right to Buy)^F4	$67.95	Feb 6, 2015	M	5,682	D	Oct 9, 2014	Oct 8, 2017	Common Stock	5,682	8,523	D

F1This amount includes an additional 78 shares acquired under the Company's broad-based Employee Stock Purchase Plan since October 16, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.52 to $77.63, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3This option was granted on June 5, 2012, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option may be exercised prior to June 5, 2014. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on June 5, 2014, 70% on June 5, 2015, and 100% on June 5, 2016.
F4This option was granted on October 9, 2012, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option may be exercised prior to October 9, 2014. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 9, 2014, 70% on October 9, 2015, and 100% on October 9, 2016.