SEC Form 4 · accession 0001654954-18-011994
KINGSTONE COMPANIES, INC. · KINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Goldstein
Officer — President, COB, CEO · Director · 10% Owner
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | M | 125,000 | $6.73 | A | 776,434 | D | |
| Common Stock | Nov 2, 2018 | F | 85,222 | $17.88 | D | 691,212 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | Retirement Trust | |
| Common Stock | holding | — | — | — | 73,168 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $6.73 | Nov 2, 2018 | M | 125,000 | D | — | Aug 12, 2019 | Common Stock | 125,000 | 0 | D |
Explanation of responses
- F1The option is exercisable to the extent of 62,500 shares on each of August 12, 2016 and 2017.