SEC Form 4 · accession 0001140361-18-014305
KINGSTONE COMPANIES, INC. · KINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Goldstein
Officer — President, COB, CEO · Director · 10% Owner
Period of report
Mar 20, 2018
Accepted (ET)
Mar 20, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2018 | P | 2,000 | $15.1618 | A | 632,530 | D | |
| Common StockF2 | Mar 20, 2018 | P | 2,000 | $15.3948 | A | 2,000 | I | Retirement Trust |
| Common Stock | holding | — | — | — | 73,168 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $6.73 | holding | — | — | — | — | Aug 12, 2019 | Common Stock | 66,500 | 183,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $14.80 to $15.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $15.39 to $15.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The option is exercisable to the extent of 62,500 shares on each of August 12, 2014, 2015, 2016 and 2017.
Remarks
This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.