SEC Form 4 · accession 0001140361-17-036511
KINGSTONE COMPANIES, INC. · KINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor J Brodsky
Officer — Chief Financial Officer
Period of report
Sep 25, 2017
Accepted (ET)
Sep 26, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 25, 2017 | F | 103 | $15.40 | D | 20,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $5.09 | holding | — | — | — | — | Aug 29, 2018 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Shares were withheld from vested stock grant to pay the associated withholding taxes.
- F2Includes 10,000 shares received pursuant to a restricted stock grant. Such shares vest in 36 as nearly equal as possible monthly installments beginning on March 23, 2017.
- F3The option vested to the extent of 5,000 shares on each of August 29, 2013, 2014, 2015 and 2016.