SEC Form 4 · accession 0001140361-17-009382
KINGSTONE COMPANIES, INC. · KINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin Walden
Officer — EVP+Chief Actuary-Kingstone In
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | A | 6,000 | $0.00 | A | 11,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $6.60 | holding | — | — | — | — | Dec 16, 2018 | Common Stock | 5,000 | 5,000 | D |
| OptionF3 | $7.85 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Received as bonus compensation. Vests in 36 as nearly equal as possible monthly installments beginning on March 23, 2017.
- F2The option vested to the extent of 2,500 shares on each of December 16, 2013, 2014, 2015 and 2016.
- F3The option vests to the extent of 2,500 shares on each of March 11, 2016, 2017, 2018 and 2019.