SEC Form 4 · accession 0001140361-17-007706
KINGSTONE COMPANIES, INC. · KINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Goldstein
Officer — President, COB, CEO · Director · 10% Owner
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | S | 38,413 | $11.31 | D | 73,168 | I | Held by Spouse |
| Common Stock | holding | — | — | — | 613,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $6.73 | holding | — | — | — | — | Aug 12, 2019 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1This amount represents the $12.00 per share public offering price less the underwriting discount of $0.69 per share.
- F2The option is exercisable to the extent of 62,500 shares on each of August 12, 2014, 2015, 2016 and 2017.
Remarks
This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.