SEC Form 4 · accession 0001225208-18-015736
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert S Yost
Officer — EVP, Pres--Advanced Materials
Period of report
Nov 18, 2018
Accepted (ET)
Nov 20, 2018 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2018 | M | 1,800 | $0.00 | A | 11,141 | D | |
| Common Stock | Nov 18, 2018 | F | 439 | $117.39 | D | 10,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 18, 2018 | M | 1,800 | D | Nov 18, 2018 | Nov 18, 2018 | Common Stock | 1,800 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F2The restricted stock units vested 100% on the Transaction Date.