SEC Form 4 · accession 0001225208-18-002237
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen M Nolan
Officer — Executive VP, CFO
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $69.70 | Feb 5, 2018 | A | 21,100 | A | Feb 5, 2019 | Feb 5, 2028 | Common Stock | 21,100 | 21,100 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 5, 2018 | A | 8,450 | A | Feb 5, 2019 | Feb 5, 2021 | Common Stock | 8,450 | 8,450 | D |
Explanation of responses
- F1This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.
- F2Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F3The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.