SEC Form 4 · accession 0001225208-17-018563
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia J Mason
Officer — EVP and General Counsel
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2017 | M | 1,000 | $0.00 | A | 7,571 | D | |
| Common Stock | Dec 11, 2017 | F | 274 | $69.85 | D | 7,297 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Dec 11, 2017 | M | 1,000 | D | Dec 11, 2017 | Dec 11, 2017 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F2Includes shares acquired under the Esterline Technologies Corporation employee stock purchase plan.
- F3The restricted stock units vested 100% on 12/11/2017.