SEC Form 4 · accession 0001225208-17-010341
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert David George
Officer — EVP,CFO, Corporate Development
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 15,000 | $32.00 | A | 29,960 | D | |
| Common StockF1 | May 22, 2017 | S | 15,000 | $93.36 | D | 14,960 | D | |
| Common Stock | May 23, 2017 | M | 11,700 | $32.00 | A | 26,660 | D | |
| Common StockF2 | May 23, 2017 | S | 5,295 | $93.30 | D | 21,365 | D | |
| Common StockF3 | May 23, 2017 | S | 6,405 | $93.81 | D | 14,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $32.00 | May 22, 2017 | M | 15,000 | D | Dec 11, 2009 | Dec 11, 2018 | Common Stock | 15,000 | 11,700 | D |
| Employee Stock Option (Right to Buy)F4 | $32.00 | May 23, 2017 | M | 11,700 | D | Dec 11, 2009 | Dec 11, 2018 | Common Stock | 11,700 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average sale price. The prices actually received ranged from $93.10 to $93.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The price in Column 4 is a weighted average sale price. The prices actually received ranged from $92.65 to $93.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price in Column 4 is a weighted average sale price. The prices actually received ranged from $93.65 to $94.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4This derivative has a 4 year 25% vesting schedule.